our expertise

Operating across all regulated sectors, Square 4 can support your first, second or third-line teams, enabling you to combine your in-house knowledge with the breadth of experience and expertise from our specialist team of consultants. Our goal is to work closely with you to help you identify and manage risk whilst also supporting with implementing solutions that support your business goals.

Supporting your business

Examples of the areas we can provide support for.

Square 4 FCA consultancy Logo

Why partner with us?

  • Collaborative and partnership based approach
  • Solutions tailor made to your requirements
  • Expertise and insight across the financial services landscape
  • FCA Skilled Person panel firm (Lot M - Risk Management and Business Consultancy)
  • A commercial and pragmatic view of regulatory change
  • Transfer of our specialist knowledge and insight to your in-house teams
Case Studies

Creating, implementing and embedding a new First Line Assurance Outcomes Monitoring Framework for a UK challenger bank

Scenario: To support our client’s transition to, and compliance with the Consumer...

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Creating, implementing and embedding a new First Line Assurance Outcomes Monitoring Framework for a UK challenger bank
Case Studies

Retained compliance support to a retail advice firm, undertaking monitoring and testing aligned to their Compliance Monitoring Plan

Scenario: A retail advice firm sought our support to strengthen its second-line...

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Retained compliance support to a retail advice firm, undertaking monitoring and testing aligned to their Compliance Monitoring Plan
Case Studies

Regulatory due diligence was undertaken before acquiring a London-based Wealth Management Target, which provided pension advice and investment management services to high-net-worth retail clients.

Scenario:  A Wealth Management aggregator engaged us to undertake regulatory due...

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Regulatory due diligence was undertaken before acquiring a London-based Wealth Management Target, which provided pension advice and investment management services to high-net-worth retail clients.

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