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By Sara Haworth - Senior Consultant | 28/01/2025
On 11 December 2024, the Financial Conduct Authority (FCA) issued its findings of the review …
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What does the data tell us about the FCA’s Supervisory work? There seems to …
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On 3rd February 2025, the FCA issued a Dear CEO letter to firms that fall …
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In December 2024, the FCA issued a series of Dear CEO letters, including one titled …
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Portfolio letter: FCA’s expectations for SIPP Operators The FCA has issues a Dear CEO Letter …
Learn MoreIt’s inevitable that there’s a lot of inter-reliance between firms, whether it’s for technology provision, …
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As we head into the autumn, many firms are working with their auditors to prepare …
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For the first time in its history, the FCA has publicly censured an auditor for …
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We’re now well into the third year of the FCA’s 2022-2025 strategy with supervisory work …
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