By Sara Haworth - Senior Consultant | 28/01/2025

2025 Consumer Duty Board Report – An Updated Guide

On 11 December 2024, the Financial Conduct Authority (FCA) issued its findings of the review …

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Annual Board Report

The FCA’s s165 Request – Key Insights for Wealth Firms

Background Over the past two years, the Financial Conduct Authority (FCA) has significantly increased its …

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FCA & FOS Complaints Data – A Deep Dive

Complaints data, it appears, is like waiting for buses. You wait a while and two …

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Effective Broker Oversight – Finance Providers

Effective Broker Oversight has become essential to ensuring regulatory compliance and delivering positive customer outcomes …

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FCA Strategy: Plans for Trust, Risk, Growth and Enhancing Lives

The FCA published two key documents on 25th March 2025. The first is the FCA …

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FCA Supervisory surge and VREQs – unravelling fact from fiction

What does the data tell us about the FCA’s Supervisory work?   There seems to …

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The FCA’s Vulnerability Review – A Deep Dive

On 7 March 2025, the Financial Conduct Authority (FCA) published the findings from its thematic …

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Dear CEO: Our Custody and Fund Services Supervision Strategy Letter

In December 2024, the FCA issued a series of Dear CEO letters, including one titled …

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london financial and commercial skyscrapers

Ongoing Service Proposition – A Call To Action

Backdrop It will not surprise some that ongoing service propositions are in the regulatory spotlight …

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Board Report

Dear CEO: A Letter to Providers of Lifetime Mortgages

FCA sets out key supervision priorities for lifetime mortgage providers On 24 October 2024, the …

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