CASS Archives - Square4

With the FCA’s introduction of Policy Statement 25/12, the safeguarding framework for payments and e-money …

By Nicky Green (Advisory Director) | 07/08/2025

The FCA has published the long-awaited policy statement on the safeguarding regime (CASS 15). The …

By Nicky Green - Advisory Director | 24/03/2025

What does the data tell us about the FCA’s Supervisory work? There seems to …

By Nicky Green (Advisory Director) & Chloe Curtis (Principal Consultant) | 06/02/2025

On 3rd February 2025, the FCA issued a Dear CEO letter to firms that fall …

By Nicky Green - Advisory Director & Chloe Curtis - Principal Consultant | 28/01/2025

In December 2024, the FCA issued a series of Dear CEO letters, including one titled …

By Nicky Green - Advisory Director, Sara Haworth - Senior Consultant & Alice Buckley - Consultant | 20/11/2024

Portfolio letter: FCA’s expectations for SIPP Operators The FCA has issues a Dear CEO Letter …

By Nicky Green - Advisory Director | 13/11/2024

It’s inevitable that there’s a lot of inter-reliance between firms, whether it’s for technology provision, …

By Nicky Green - Advisory Director | 18/10/2024

As we head into the autumn, many firms are working with their auditors to prepare …

By Nicky Green (Advisory Director) | 19/08/2024

For the first time in its history, the FCA has publicly censured an auditor for …

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