By Tom Jeffery (Operations Director) & Darren Fisher (Advisory Director) | 14/08/2024

The Ingredients to a Successful Complaints Target Operating Model

Good complaint handling has never been a more important part of a firm’s customer support …

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The Ingredients to a Successful Complaints Target Operating Model

Good complaint handling has never been a more important part of a firm’s customer support …

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London FCA News

Pure Protection Market Study MS24/1.1 – Preparing for Regulatory Action

Background & Regulatory Focus Pure Protection (PP) products have been out of the regulatory spotlight …

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General Insurance and Pure Protection Product Governance Thematic Review TR24/2 – Findings Summary

Background The FCA has previously explored practices in relation to value in the distribution chain …

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Outcomes Monitoring – A Good Practice Guide

With the introduction of the FCA’s Consumer Duty in July 2023, the regulatory focus has …

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FCA’s increasing use of Skilled Persons Reviews

Earlier this week, the Financial Conduct Authority (FCA) published its latest figures relating to the …

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APP

APP Fraud and the new 2024 reimbursement requirements – what does it mean for your firm’s operation?

The Payment Systems Regulator (PSR) in the UK has a deadline of 7th October 2024 …

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Selecting your CASS auditor – the devil is in the detail

For the first time in its history, the FCA has publicly censured an auditor for …

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London FCA News

Observations from the ‘Consumer Duty: One Year On Webinar’ – 31st July 2024

‘A Feast of Frogs’ On the 31st July 2024, the FCA presented a webinar on …

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Consumer Duty Board Report 2024: Lessons Learned

With the deadline fast approaching for firms to deliver their first ever Consumer Duty Board …

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