Uncategorised Archives

The recent multi-firm review As a little Halloween treat, the FCA published their observations from …

23/10/2025

London, UK – [23rd October 2025] – Square 4 Partners, a professional services firm specialising …

By Mike Scott - Advisory Director | 29/07/2025

On 22 July 2025, the Financial Conduct Authority (FCA) published Policy Statement PS25/11, aimed at …

By Nicky Green - Advisory Director | 25/07/2025

The FCA Policy Team has been busy preparing the (now delayed) Policy Statement to outline …

By Mike Scott - Advisory Director | 09/05/2025

On 29th April, the Financial Conduct Authority (FCA) published details of the number of Skilled …

By Mike Scott - Advisory Director | 02/04/2025

Effective Broker Oversight has become essential to ensuring regulatory compliance and delivering positive customer outcomes …

By Nicky Green - Advisory Director | 24/03/2025

What does the data tell us about the FCA’s Supervisory work? There seems to …

By Matthew Drage - Managing Director | 11/03/2025

The FCA has today (11th March 2025) confirmed its approach and next steps in relation …

By Simon Goryl (Advisory Director) & Elliot Cooper (Client Relationship Partner) | 16/12/2024

Backdrop It will not surprise some that ongoing service propositions are in the regulatory spotlight …