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Sky-high rise buildings in London for financial services.

23/10/2025

Square 4 Partners and CourtCorrect Announce Strategic Partnership to Transform AI-Powered Outcomes Monitoring – Assure 4

London, UK – [23rd October 2025] – Square 4 Partners, a professional services firm specialising …

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London skyline
By Nicky Green - Advisory Director | 24/03/2025

FCA Supervisory surge and VREQs – unravelling fact from fiction

What does the data tell us about the FCA’s Supervisory work?   There seems to …

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Range Rover Sport in black in London.
By Matthew Drage - Managing Director | 11/03/2025

Preparing for Proactive Redress After FCA’s DCA Announcement

The FCA has today (11th March 2025) confirmed its approach and next steps in relation …

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london financial and commercial skyscrapers
By Simon Goryl (Advisory Director) & Elliot Cooper (Client Relationship Partner) | 16/12/2024

Ongoing Service Proposition – A Call To Action

Backdrop It will not surprise some that ongoing service propositions are in the regulatory spotlight …

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Board Report
By Nicky Green - Advisory Director, Sara Haworth - Senior Consultant & Alice Buckley - Consultant | 27/11/2024

Dear CEO: A Letter to Providers of Lifetime Mortgages

FCA sets out key supervision priorities for lifetime mortgage providers On 24 October 2024, the …

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By Nicky Green - Advisory Director, Sara Haworth - Senior Consultant & Alice Buckley - Consultant | 20/11/2024

Dear CEO: A Letter to SIPP Operators

Portfolio letter: FCA’s expectations for SIPP Operators The FCA has issues a Dear CEO Letter …

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By Darren Fisher - Advisory Director, Tracy Auchterlonie - Principal Consultant | 24/10/2024

Supporting Customers in Vulnerable Circumstances

Ensuring that customers receive adequate protection, especially those in vulnerable circumstances, is a key priority …

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By Nicky Green (Advisory Director) | 19/08/2024

Selecting your CASS auditor – the devil is in the detail

For the first time in its history, the FCA has publicly censured an auditor for …

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By Sara Haworth – Senior Consultant | 26/07/2024

Consumer Duty Board Report 2024: Lessons Learned

With the deadline fast approaching for firms to deliver their first ever Consumer Duty Board …

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Retirement
By Simon Goryl (Advisory Director) | 20/03/2024

The FCA Retirement Income Thematic Review (TR24/1) Findings Summary

In 2020, the ‘Assessing Suitability Review 2’ was halted by the FCA in response to …

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