Consumer Duty Archives - Page 3 of 4

In 2020, the ‘Assessing Suitability Review 2’ was halted by the FCA in response to …

By Simon Goryl (Advisory Director), [First published in the PIMFA Winter Journal 2024) | 15/03/2024

As the old saying goes, you wait ages for a bus and then two come …

By Darren Fisher (Advisory Director) & Tom Jeffery (Advisory Director - Operations & Remediation) | 02/02/2024

In this comprehensive white paper, we provide critical insights to guide firms in supporting their …

By Darren Fisher - Advisory Director | 19/12/2023

It’s almost six months on from the 31 July implementation deadline – so what’s next? …

By Matthew Drage (Managing Director) & Manbir Johal (Consultant) - [First Published by Collaboration Network] | 14/11/2023

The UK has been gripped with economic uncertainty since 2020 following the Coronavirus pandemic. Since …

By Simon Goryl - Advisory Director | 09/11/2023

On the 8th November, the FCA issued a Dear CEO Letter: FCA Expectations for Wealth …

By Darren Fisher (Advisory Director) & Natalie Baglin (Senior Consultant) | 12/10/2023

In the early days of Consumer Duty (the Duty) consultation, there was a belief amongst …

By Natalie Baglin - Senior Consultant | 31/05/2023

With only a couple of months to go until the 31st July Consumer Duty implementation …

By Matthew Drage - Managing Director | 28/03/2023

[First Published by the PIMFA Winter Journal in March 2023] Overview The Consumer Duty will …

Consumer Duty