Uncategorised Archives

FCA sets out key supervision priorities for lifetime mortgage providers On 24 October 2024, the …

By Nicky Green - Advisory Director, Sara Haworth - Senior Consultant & Alice Buckley - Consultant | 20/11/2024

Portfolio letter: FCA’s expectations for SIPP Operators The FCA has issues a Dear CEO Letter …

By Darren Fisher - Advisory Director, Tracy Auchterlonie - Principal Consultant | 24/10/2024

Ensuring that customers receive adequate protection, especially those in vulnerable circumstances, is a key priority …

By Nicky Green (Advisory Director) | 19/08/2024

For the first time in its history, the FCA has publicly censured an auditor for …

By Sara Haworth – Senior Consultant | 26/07/2024

With the deadline fast approaching for firms to deliver their first ever Consumer Duty Board …

By Simon Goryl (Advisory Director) | 20/03/2024

In 2020, the ‘Assessing Suitability Review 2’ was halted by the FCA in response to …

By Simon Goryl (Advisory Director), [First published in the PIMFA Winter Journal 2024) | 15/03/2024

As the old saying goes, you wait ages for a bus and then two come …

By Simon Goryl (Advisory Director) & Elliot Cooper (Client Relationship Partner) | 06/03/2024

Backdrop It will not surprise some that ongoing service propositions are in the regulatory spotlight …