General Regulation Archives - Page 2 of 6

In today’s challenging economic environment, marked by rising consumer vulnerability, inflationary pressure, and the growing …

By Darren Fisher - Advisory Director, Erica Phelan - Consultant | 02/06/2025

On 22nd May, the Financial Conduct Authority (FCA) released Consultation Paper CP25/13, “Improving the Complaints …

By Erica Phelan - Consultant | 21/05/2025

As Buy Now, Pay Later (BNPL) products become a mainstream credit option, the UK government …

By Alice Buckley - Consultant, Sara Haworth - Principal Consultant | 09/05/2025

Background Over the past two years, the Financial Conduct Authority (FCA) has significantly increased its …

By Sara Haworth - Principal Consultant | 07/05/2025

Complaints data, it appears, is like waiting for buses. You wait a while and two …

By Mike Scott - Advisory Director | 02/04/2025

Effective Broker Oversight has become essential to ensuring regulatory compliance and delivering positive customer outcomes …

By Nicky Green - Advisory Director, Mike Scott - Advisory Director | 27/03/2025

The FCA published two key documents on 25th March 2025. The first is the FCA …

By Nicky Green - Advisory Director | 24/03/2025

What does the data tell us about the FCA’s Supervisory work? There seems to …

By Natalie Baglin - Principal Consultant | 12/03/2025

On 7 March 2025, the Financial Conduct Authority (FCA) published the findings from its thematic …

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