General Regulation Archives - Page 3 of 6

On 7 March 2025, the Financial Conduct Authority (FCA) published the findings from its thematic …

By Nicky Green - Advisory Director & Chloe Curtis - Principal Consultant | 28/01/2025

In December 2024, the FCA issued a series of Dear CEO letters, including one titled …

By Simon Goryl (Advisory Director) & Elliot Cooper (Client Relationship Partner) | 16/12/2024

Backdrop It will not surprise some that ongoing service propositions are in the regulatory spotlight …

By Nicky Green - Advisory Director, Sara Haworth - Senior Consultant & Alice Buckley - Consultant | 27/11/2024

FCA sets out key supervision priorities for lifetime mortgage providers On 24 October 2024, the …

By Nicky Green - Advisory Director | 13/11/2024

It’s inevitable that there’s a lot of inter-reliance between firms, whether it’s for technology provision, …

By Darren Fisher - Advisory Director, Tracy Auchterlonie - Principal Consultant | 24/10/2024

Ensuring that customers receive adequate protection, especially those in vulnerable circumstances, is a key priority …

By Nicky Green - Advisory Director | 18/10/2024

As we head into the autumn, many firms are working with their auditors to prepare …

By Alice Buckley - Consultant | 11/10/2024

Background & Regulatory Focus Pure Protection (PP) products have been out of the regulatory …

By Alice Buckley - Consultant | 11/10/2024

Background The FCA has previously explored practices in relation to value in the distribution chain …

Consumer Duty