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23/10/2025

Square 4 Partners and CourtCorrect Announce Strategic Partnership to Transform AI-Powered Outcomes Monitoring – Assure 4

London, UK – [23rd October 2025] – Square 4 Partners, a professional services firm specialising …

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By Mike Scott - Advisory Director | 02/04/2025

Effective Broker Oversight – Finance Providers

Effective Broker Oversight has become essential to ensuring regulatory compliance and delivering positive customer outcomes …

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By Nicky Green - Advisory Director, Mike Scott - Advisory Director | 27/03/2025

FCA Strategy: Plans for Trust, Risk, Growth and Enhancing Lives

The FCA published two key documents on 25th March 2025. The first is the FCA …

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London skyline
By Nicky Green - Advisory Director | 24/03/2025

FCA Supervisory surge and VREQs – unravelling fact from fiction

What does the data tell us about the FCA’s Supervisory work?   There seems to …

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By Natalie Baglin - Principal Consultant | 12/03/2025

The FCA’s Vulnerability Review – A Deep Dive

On 7 March 2025, the Financial Conduct Authority (FCA) published the findings from its thematic …

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By Nicky Green - Advisory Director & Chloe Curtis - Principal Consultant | 28/01/2025

Dear CEO: Our Custody and Fund Services Supervision Strategy Letter

In December 2024, the FCA issued a series of Dear CEO letters, including one titled …

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london financial and commercial skyscrapers
By Simon Goryl (Advisory Director) & Elliot Cooper (Client Relationship Partner) | 16/12/2024

Ongoing Service Proposition – A Call To Action

Backdrop It will not surprise some that ongoing service propositions are in the regulatory spotlight …

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Board Report
By Nicky Green - Advisory Director, Sara Haworth - Senior Consultant & Alice Buckley - Consultant | 27/11/2024

Dear CEO: A Letter to Providers of Lifetime Mortgages

FCA sets out key supervision priorities for lifetime mortgage providers On 24 October 2024, the …

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By Nicky Green - Advisory Director | 13/11/2024

Operational Resilience – Lessons from the CrowdStrike Outage

It’s inevitable that there’s a lot of inter-reliance between firms, whether it’s for technology provision, …

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By Darren Fisher - Advisory Director, Tracy Auchterlonie - Principal Consultant | 24/10/2024

Supporting Customers in Vulnerable Circumstances

Ensuring that customers receive adequate protection, especially those in vulnerable circumstances, is a key priority …

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