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By Sara Haworth - Senior Consultant | 28/01/2025
On 11 December 2024, the Financial Conduct Authority (FCA) issued its findings of the review …
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Root Cause Analysis – a broader scope required under the Consumer Duty Performing Root Cause …
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FCA sets out key supervision priorities for lifetime mortgage providers On 24 October 2024, the …
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Portfolio letter: FCA’s expectations for SIPP Operators The FCA has issues a Dear CEO Letter …
Learn MoreIt’s inevitable that there’s a lot of inter-reliance between firms, whether it’s for technology provision, …
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Ensuring that customers receive adequate protection, especially those in vulnerable circumstances, is a key priority …
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As we head into the autumn, many firms are working with their auditors to prepare …
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Background & Regulatory Focus Pure Protection (PP) products have been out of the regulatory …
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With the introduction of the FCA’s Consumer Duty in July 2023, the regulatory focus has …
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With the introduction of the FCA’s Consumer Duty in July 2023, the regulatory focus has …
Learn MoreIt’s almost six months on from the 31 July implementation deadline – so what’s next? …
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In this comprehensive white paper, we provide critical insights to guide firms in supporting their …
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In the early days of Consumer Duty (the Duty) consultation, there was a belief amongst …
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Today (11th January 2024), the FCA issued Policy Statement PS24/1 outlining temporary changes to handling …
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