Enhancing your Client Asset Sourcebook (CASS) controls
We’re now well into the third year of the FCA’s 2022-2025 strategy with supervisory work …
Learn MoreCall: 0845 139 4444
Email: hello@square4.com
Call: 0845 139 4444
Email: hello@square4.com
We’re now well into the third year of the FCA’s 2022-2025 strategy with supervisory work …
Learn More
On 9 May 2024, the Financial Conduct Authority (FCA) published a notice of undertaking under …
Learn More
On 12 April 2024, the Financial Conduct Authority (FCA) wrote a Dear CEO letter to …
Learn More
In March 2024 the FCA published its latest update on its Asset Management and Alternatives …
Learn More
In 2020, the ‘Assessing Suitability Review 2’ was halted by the FCA in response to …
Learn More
As the old saying goes, you wait ages for a bus and then two come …
Learn More
In this comprehensive white paper, we provide critical insights to guide firms in supporting their …
Learn MorePopular Blogs
On 11 December 2024, the Financial Conduct Authority (FCA) issued its findings of the review …
Learn More
With the introduction of the FCA’s Consumer Duty in July 2023, the regulatory focus has …
Learn More
In the early days of Consumer Duty (the Duty) consultation, there was a belief amongst …
Learn More
It’s almost six months on from the 31 July implementation deadline – so what’s next? …
Learn More
Complaints data, it appears, is like waiting for buses. You wait a while and two …
Learn MoreSign up to our Insights
